SEC Guidelines for Publicly Traded Companies

Welcome to the “SEC Guidelines for Publicly Traded Companies” lesson that teaches employees at all levels of an organization how to remain compliant with the Securities and Exchange Commission (SEC) regulations for publicly traded companies. After this video, learners will understand what they can’t share with others, or in other words, what constitutes material information or a forward-looking statement. Viewers will then receive nine easy tips so they can always be compliant with SEC guidelines and not participate in illegal insider trading.